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Ted Gregory Sethness

Charles Schwab & Co., Inc.

Denver, CO

Lone Tree, CO

CRD 3213275

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-07-01
  • CO RA
    APPROVED
    Since 2016-07-01

Branch Locations

Denver, CO • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optionsxpress Inc Lone Tree CO 08/2014 10/2017
Charles Schwab & Co., Inc Denver CO 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-07
  • S66 Uniform Combined State Law Examination
    2012-01-07
Other Names
  • Ted Gregory Sethness
  • Ted Gregory Sethness
  • Ted Sethness

View on SEC IAPD

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