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Alan Mark Friedman

Market Gauge Asset Management

Santa Fe, NM

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Current Employers
Market Gauge Asset Management

404 Kiva Court Suite G, Santa Fe, NM 87505 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-18
NM RA APPROVED 2024-03-05
  • CA RA
    APPROVED
    Since 2024-11-18
  • NM RA
    APPROVED
    Since 2024-03-05

Branch Locations

404 Kiva Court Suite G, Santa Fe, NM 87505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Market Gauge Asset Management, Llc Santa Fe NM 02/2024 Present
Purdue University West Lafayette IN 09/1995 Present
  • 02/2024 → Present
    Market Gauge Asset Management, Llc
    Santa Fe, NM
  • 09/1995 → Present
    Purdue University
    West Lafayette, IN
Other Businesses

1) Short-term rental real estate. No commissions. 2) Associate Professor at Purdue University

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-11
  • S65 Uniform Investment Adviser Law Examination
    2024-01-11

View on SEC IAPD

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