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Inactive

Scott R. Butterfield

Smithbrook, LLC

Woodinville, WA

Bend, OR

CRD 3213167

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Employer firm

Smithbrook, LLC CRD 313679

$91.2M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Smithbrook, Llc

Bend, OR • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-01-28
NY RA APPROVED 2026-01-14
WA RA APPROVED 2026-01-14
  • OR RA
    APPROVED
    Since 2026-01-28
  • NY RA
    APPROVED
    Since 2026-01-14
  • WA RA
    APPROVED
    Since 2026-01-14

Branch Locations

Woodinville, WA • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Filament, Llc Seattle WA 04/2006 12/2020
Laird Norton Wealth Management Seatlle WA 12/2020 08/2022
Lnw Wealth Management, Llc Seattle WA 08/2022 04/2025
Smithbrook, Llc Woodinville WA 01/2026 Present
Unemployed Woodinville WA 05/2025 12/2025
  • 04/2006 → 12/2020
    Filament, Llc
    Seattle, WA
  • 12/2020 → 08/2022
    Laird Norton Wealth Management
    Seatlle, WA
  • 08/2022 → 04/2025
    Lnw Wealth Management, Llc
    Seattle, WA
  • 01/2026 → Present
    Woodinville, WA
  • 05/2025 → 12/2025
    Unemployed
    Woodinville, WA
Previous Registrations
  • 2020-12-04 → 2025-04-04
    Lnw
    Seattle, WA
  • 2016-01-06 → 2020-12-14
    Filament, Llc
    Seattle, WA
  • 2006-05-05 → 2015-12-31
    Filament, Llc
    Seattle, WA
  • 2001-02-09 → 2006-04-06
    Quellos Capital Management Lp
    Seattle, WA
  • 2005-07-14 → 2006-04-06
    Quellos Private Capital Markets, L.P.
    Seattle, WA
  • 2001-02-09 → 2004-03-15
    Quellos Fixed Income Advisors Llc
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-22
  • S66 Uniform Combined State Law Examination
    2000-11-22

View on SEC IAPD

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