Best Investors Account Sign in

Ricky Nguyen

U.S. Bancorp Advisors, LLC

Kent, WA

Claim This Profile
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-12
  • WA RA
    APPROVED
    Since 2026-05-12

Branch Locations

10231 Se 240Th St, Kent, WA 98031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Federal Way WA 02/2024 05/2026
Wells Fargo Bank, Na Federal Way WA 03/2023 05/2026
Umpqua Bank Bellevue WA 04/2021 02/2023
Nuvision Credit Union Kent WA 01/2021 04/2021
Wells Fargo Seattle WA 12/2015 10/2020
U.S. Bank Kent WA 05/2026 Present
U.S. Bancorp Advisors, Llc Kent WA 05/2026 Present
  • 02/2024 → 05/2026
    Wells Fargo Clearing Services, Llc
    Federal Way, WA
  • 03/2023 → 05/2026
    Wells Fargo Bank, Na
    Federal Way, WA
  • 04/2021 → 02/2023
    Umpqua Bank
    Bellevue, WA
  • 01/2021 → 04/2021
    Nuvision Credit Union
    Kent, WA
  • 12/2015 → 10/2020
    Wells Fargo
    Seattle, WA
  • 05/2026 → Present
    U.S. Bank
    Kent, WA
  • 05/2026 → Present
    U.S. Bancorp Advisors, Llc
    Kent, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-20
S63 Uniform Securities Agent State Law Examination 2024-04-26
  • S65 Uniform Investment Adviser Law Examination
    2024-05-20
  • S63 Uniform Securities Agent State Law Examination
    2024-04-26

View on SEC IAPD

Other Firms

EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
U.S. BANCORP ADVISORS, LLC
MUTUAL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

Dave Wilson
Mark Greynerovich
MARK CHAMPOUX
Dalton Saggau
Dean Scott Saggau
Duncan Marshall Saggau
Abigail Damoiseaux
Vrutiben A Naria

Other Offices

EDWARD JONES · KENT, WA
EDWARD JONES · KENT, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KENT, WA
EDWARD JONES · KENT, WA
EDWARD JONES · COVINGTON, WA
J.P. MORGAN SECURITIES LLC · COVINGTON, WA
EDWARD JONES · COVINGTON, WA
J.P. MORGAN SECURITIES LLC · KENT, WA

More in Kent, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor