Harvey Samuel Kelly

Employer firm

Leumas Advisors, LLC CRD 121577

Reported services (Item 5G)

• NO ADVISORY SERVICES ARE PROVIDED

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Office Of The Connecticut State Treasurer
  Hartford, CT

Previous Registrations

• 1999-06-08 → 2002-12-31
  Spear Capital Management, Inc.
  West Hartford, CT

Other Businesses

SINCE 11/28/11, I HAVE SPENT 100% OF MY EMPLOYMENT TIME WORKING FOR THE PENSION FUNDS MANAGEMENT DIVISION OF THE OFFICE OF THE CONNECTICUT STATE TREASURER (OTT). SINCE 11/2/12, I HAVE BEEN EMPLOYED AS A PENSION FUNDS ANALYST. SOME OF MY CURRENT RESPONSIBILITIES INCLUDE: -MONITORING COMPLIANCE OF MONEY MANAGERS WITH THE SUBMISSION OF THEIR QUARTERLY UNAUDITED AND ANNUAL AUDITED FINANCIAL STATEMENTS -EVALUATING ANNUAL AUDITED FINANCIAL STATEMENTS FOR INFORMATION THAT MAY REQUIRE FURTHER REVIEW BY THE PENSION FUNDS MANAGEMENT DIVISION -DEVELOPING A TEMPLATE FOR NARRATIVE SECTIONS OF ANNUAL REPORTS FROM THE PENSION FUNDS MANAGEMENT DIVISION, WHICH ARE PUBLISHED IN THE COMBINED INVESTMENT FUNDS COMPREHENSIVE ANNUAL FINANCIAL REPORT OF THE CONNECTICUT STATE TREASURER -LEARNING STATE STREET BANK'S PRIVATE EQUITY PORTFOLIO SOFTWARE

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-05-01
• S65 Uniform Investment Adviser Law Examination
  1999-04-03