Gustavo A. Diaz

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-10
TX	RA	APPROVED	2024-04-09

FL RA
APPROVED

Since 2024-04-10
TX RA
APPROVED

Since 2024-04-09

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Miami	FL	01/2024	Present
Jpmorgan Securities Llc	Miami	FL	01/2024	Present
Jpmorgan Chase Bank Na	Miami	FL	06/2023	08/2023
Lafise Securities	Miami	FL	05/2022	04/2023
Santa Fe College	Gainesville	FL	08/2020	12/2021
Alorica	Miami	FL	07/2020	09/2020
Unemployed	Miami	FL	01/2014	06/2020
Unemployed	Miami	FL	01/2022	04/2022
Unemployed	Miami	FL	05/2023	05/2023
Unemployed	Miami	FL	09/2023	12/2023

01/2024 → Present

Jpmorgan Chase Bank Na

Miami, FL
01/2024 → Present

Jpmorgan Securities Llc

Miami, FL
06/2023 → 08/2023

Jpmorgan Chase Bank Na

Miami, FL
05/2022 → 04/2023

Lafise Securities

Miami, FL
08/2020 → 12/2021

Santa Fe College

Gainesville, FL
07/2020 → 09/2020

Alorica

Miami, FL
01/2014 → 06/2020

Unemployed

Miami, FL
01/2022 → 04/2022

Unemployed

Miami, FL
05/2023 → 05/2023

Unemployed

Miami, FL
09/2023 → 12/2023

Unemployed

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-09

S66 Uniform Combined State Law Examination

2024-04-09

Other Names

Gustavo Antonio Diaz

View on SEC IAPD

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