Robert Franklin

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2023
  Kestra Advisory Services, Llc
  Austin, TX
• 06/2015 → 04/2023
  Kestra Investment Services, Llc
  Austin, TX
• 09/2023 → Present
  Equity Services Inc
  Montpelier, VT
• 05/2023 → 09/2023
  Essential Edge Compliance Consulting
  Austin, TX

Previous Registrations

• 2016-04-18 → 2023-04-21
  Kestra Advisory Services, Llc
  Austin, TX
• 2015-06-16 → 2016-09-22
  Kestra Investment Services, Llc
  Austin, TX
• 2015-03-23 → 2015-06-08
  Lion Street Advisors, Llc
  Austin, TX
• 2012-06-05 → 2015-03-24
  Kestra Investment Services, Llc
  Austin, TX
• 2010-06-24 → 2012-05-31
  Sanders Morris Llc
  Houston, TX
  Houston, TX
• 2007-10-29 → 2009-04-30
  Kestra Investment Services, Llc
  Austin, TX
• 2006-04-07 → 2007-10-26
  1717 Capital Management Company
  Midlothian, VA
  Altamonte Springs, FL
  Altamonte Springs, FL
  Newark, DE

Exams

• S66 Uniform Combined State Law Examination
  2001-01-05
• S63 Uniform Securities Agent State Law Examination
  1999-05-06

Other Names

• Robert D Franklin
• Robert Dewayne Franklin