Kenneth M Ogden

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Bank Of America, N.A.
  Monroe, NC
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Monroe, NC

Previous Registrations

• 2004-04-08 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Monroe, NC
  Charlotte, NC
  Charlotte, NC
  Boston, MA

Other Businesses

I*811305, Entity Type: Entity For Profit, Name of OBA: KO - musician/DJ, Address: Winter Haven, Florida 33881, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 04/15/2022, No Hours: 72, No Hours during trading: 0, Duties: bass/guitar/musician/singer/ DJ services for parties I*2561262, Entity Type: Entity Charitable, Name of OBA: Winter Haven Soccer Club (WHSC) Board of Directors, Address: Winter Haven, Florida, 33880, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/01/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2004-04-07
• S63 Uniform Securities Agent State Law Examination
  1999-11-30

Other Names

• Ken Ogden
• Kenneth Mcdonald Ogden