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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-15 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
Denton, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Dallas | TX | 03/2024 | 06/2024 |
| Mml Investors Services Llc | Dallas | TX | 04/2024 | 06/2024 |
| James Smith Insurance Agency | Fort Worth | TX | 06/2022 | 03/2024 |
| West Texas A&M | Canyon | TX | 01/2018 | 06/2022 |
| North Central Texas College | Corinth | TX | 01/2016 | 06/2022 |
| Park Avenue Securities Llc | Frisco | TX | 02/2024 | 04/2024 |
| Park Avenue Securities | Frisco | TX | 07/2024 | 05/2025 |
| Guardian Life Insurance Company | Frisco | TX | 05/2023 | 05/2025 |
| Guardian Life Insurance Company | Denton | TX | 07/2024 | Present |
| Park Avenue Securities | Denton | TX | 07/2024 | Present |
| Guardian Life Insurance Company | Addison | TX | 05/2025 | Present |
| Park Avenue Securities | Addison | TX | 05/2025 | Present |
1) Property and Casualty Insurance sales-independent contractor, Start Date: 02/01/2024, Address: 3902 Sandshell Drive, Fort Worth, Texas, 10 total hours per month; 0 during securities trading hours Investment related, More than 10% annual compensation, 2) Saturnine Holdings-owner, Nature of Business: LLC for future tax purposes, Start date: 10/15/2025, Address: 1654 Oak Ridge Drive, Denton, Texas, 76210, Duties: owner, 0 total hours per month; Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-01 |
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