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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-03
  • TN RA
    APPROVED
    Since 2026-06-03

Branch Locations

801 Broad Street 2Nd Floor Chattanooga, Tn, Usa, , Chattanooga, TN 37402 • United States

21 Platform Way South Suite 2500 , Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Chattanooga TN 06/2026 Present
Maxtrans Chattanooga TN 12/2022 02/2024
Mariner Finance Chattanooga TN 05/2022 12/2022
Soddy Daisy High School Rome GA 01/2016 05/2018
Gregory Howell Chattanooga TN 02/2024 02/2026
Northwestern Mutual Investment Services, Llc Chattanooga TN 04/2024 02/2026
Berry College Mount Berry GA 08/2018 05/2022
Raymond James Financial Services, Inc. Chattanooga TN 02/2026 Present
Pinnacle Bank Chattanooga TN 02/2026 Present
  • 06/2026 → Present
    Chattanooga, TN
  • 12/2022 → 02/2024
    Maxtrans
    Chattanooga, TN
  • 05/2022 → 12/2022
    Mariner Finance
    Chattanooga, TN
  • 01/2016 → 05/2018
    Soddy Daisy High School
    Rome, GA
  • 02/2024 → 02/2026
    Gregory Howell
    Chattanooga, TN
  • 04/2024 → 02/2026
    Northwestern Mutual Investment Services, Llc
    Chattanooga, TN
  • 08/2018 → 05/2022
    Berry College
    Mount Berry, GA
  • 02/2026 → Present
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 02/2026 → Present
    Pinnacle Bank
    Chattanooga, TN
Other Businesses

(1) Name of Business: The Tindall Team Address: 801 Broad St Fl 2, Chattanooga, TN, 37402, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/23/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide distinctive service to clients and prospects, in person and over the telephone. Respond\nto client inquiries and satisfactorily resolve client issues. Support firm-wide achievement of the\nthree-ring standard (all phones answered by a live person within three rings).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-01
S63 Uniform Securities Agent State Law Examination 2024-08-29
  • S65 Uniform Investment Adviser Law Examination
    2026-06-01
  • S63 Uniform Securities Agent State Law Examination
    2024-08-29
Other Names
  • Jake Steven Seeger
  • Jake Seeger

View on SEC IAPD

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