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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-06-03 |
Branch Locations
801 Broad Street 2Nd Floor Chattanooga, Tn, Usa, , Chattanooga, TN 37402 • United States
21 Platform Way South Suite 2500 , Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc | Chattanooga | TN | 06/2026 | Present |
| Maxtrans | Chattanooga | TN | 12/2022 | 02/2024 |
| Mariner Finance | Chattanooga | TN | 05/2022 | 12/2022 |
| Soddy Daisy High School | Rome | GA | 01/2016 | 05/2018 |
| Gregory Howell | Chattanooga | TN | 02/2024 | 02/2026 |
| Northwestern Mutual Investment Services, Llc | Chattanooga | TN | 04/2024 | 02/2026 |
| Berry College | Mount Berry | GA | 08/2018 | 05/2022 |
| Raymond James Financial Services, Inc. | Chattanooga | TN | 02/2026 | Present |
| Pinnacle Bank | Chattanooga | TN | 02/2026 | Present |
(1) Name of Business: The Tindall Team Address: 801 Broad St Fl 2, Chattanooga, TN, 37402, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/23/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide distinctive service to clients and prospects, in person and over the telephone. Respond\nto client inquiries and satisfactorily resolve client issues. Support firm-wide achievement of the\nthree-ring standard (all phones answered by a live person within three rings).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-29 |
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