James Sherwood Gibbons

Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Wells Fargo Advisors Financial Network, Llc
  Annapolis, MD

Previous Registrations

• 2012-03-23 → 2022-03-21
  Wells Fargo Advisors Financial Network, Llc
  Annapolis, MD
• 2009-03-13 → 2012-03-29
  Rbc Capital Markets, Llc
  Annapolis, MD
• 2001-04-24 → 2009-03-13
  Ferris, Baker Watts, Llc
  Annapolis, MD
  Annapolis, MD

Other Businesses

1) RHODE BAY ENTERPRISES, NOT INV RELATED, SEVERNA PARK, MD, 100% OWNERSHIP WITH SPOUSE, START 9/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, NAMED IN WIFE'S MARKETING ADMINISTRATIVE AND EDUCATION BUSINESS FOR ESTATE PURPOSES NO DAILY INVOLVEMENT. 2) ALPHA POINTE CAPITAL JG, INV RELATED, ANNAPOLIS, MD, 100% OWNERSHIP, START 5/23/2018, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. 3) G & M INVESTMENT GROUP, INV RELATED, ANNAPOLIS, MD, 50% OWNERSHIP, START 1/31/2017, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. 4) ROCKY BAY ENTERPRISES, NOT INV RELATED; 2986 FRIENDS RD, ANNAPOLIS, MD; CONSULTING BUSINESS TO ASSIST BUSINESSES IN POSITIONING THEMSELVES IN THEIR RESPECTIVE MARKETS; CONSULTANT; 04/14/2023; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; CONSULTANT AND 30% OWNER, WIFE 50% OWNER, SONS 20% OWNER. 5) Chesa Tech, Organizes Non-profit Tech events and programs, Not investment related, 2 hours a month during trading hours 6) Maryland Tech Council, Co Chair of Chesapeake Regional Chapter, Organize programs and events, not investment related, Not during trading hours. No fiduciary duties. No comp. 7) High Tech Navigators/HTN, Facilitate Healthcare Technology Innovations, not investment related, duties, business development and networking. 2 hours per month during trading hours. 8) GDG Annapolis-Google Developers Group, Co-Founder, develop networking for Community members and businesses, not investment related no comp. 2 hours a month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-07
• S63 Uniform Securities Agent State Law Examination
  1998-10-19

Other Names

• Jim Gibbons