Faheem Khwaja

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 03/2010 → Present
  Bank Of America, Na
  Houston, TX

Other Businesses

I*77120FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 786SRAA, LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:HOUSTON, TEXAS 77041NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/1/2014NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A COMPANY OWNED BY ME AND WIFE TO TRANSFER SOME RENTAL PROPERTIES WE BOUGHT IN AUGUST OF THIS YEAR ONCE THEY ARE PAID OFF. MY RESPONSIBILITES ARE TO ANSWER CALLS FROM TENANTS IF THEY NEED A REPAIR AND COLLECT RENTS. I*: 2114294 Entity Type: Entity For Profit Name of OBA: 786SRAA, LLC Address: HOUSTON, TX 77041 Investment Related: n Position, Title, Association: Owner Employee Start Date: 12/16/2024 No Hours: 15hr/wk No Hours during trading: 0 Duties: This entity is already pre disclosed as holding company for my rental properties. I would also like to use this LLC to create a YouTube channel to produce travel V-logs about different destinations and some other topics (not related to B of A, my current role and financial markets) and purely as a hobby. I will get paid via views on YouTube and sponsorships from hotels, airlines and other tour operators. This will be done initially in my time off and possibly full time after retirement. This activity is purely for fulfillment and not as primary source of income. Even if I get no revenue, I still would like to do it.

Exams

• S66 Uniform Combined State Law Examination
  1999-07-06