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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-08 |
| IN | RA | APPROVED | 2026-03-26 |
Branch Locations
8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States
Carmel, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Noodles & Company | Plainfield | IN | 11/2018 | 05/2021 |
| Manpowergroup | Indianapolis | IN | 09/2023 | 02/2024 |
| Lewis Bakeries Inc | Evansville | IN | 05/2021 | 09/2023 |
| Unemployed | Avon | IN | 08/2014 | 11/2018 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 02/2024 | 10/2025 |
| Rbc Capital Markets, Llc | Indianapolis | IN | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-18 |
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