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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-18 |
| CA | RA | APPROVED | 2021-01-11 |
Branch Locations
Coral Springs, FL • United States
12555 High Bluff Drive 210, San Diego, CA 92130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Resources Capital Management, Llc | Irvine | CA | 08/2009 | 01/2021 |
| Massmutual Life Insurance Company | Parkland | FL | 10/2014 | 01/2021 |
| Mml Investors Services Llc | Parkland | FL | 11/2014 | 01/2021 |
| Integrated Wealth Concepts, Llc | Waltham | MA | 01/2021 | Present |
NAME: CHRISTOPHER WHALEN INV REL: Y ADD: AT REPORTED LOCATION(S) NATURE: INDIVIDUAL LIFE, GROUP LIFE POSITION: AGENT START DATE: 10/15/14 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-24 |
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