William R Thomas

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → 11/2024
  Pruco Securities Llc
  Irvine, CA
• 01/2021 → Present
  Self-Employed (Contract With Tangram Solutions Llc)
  San Clemente, CA
• 08/2016 → 01/2021
  Self-Employed (Consulting And Business Development Contract Work
  San Clemente, CA
• 05/2024 → Present
  The Prudential Insurance Company Of America
  Irvine, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Irvine, CA

Previous Registrations

• 2024-04-29 → 2024-11-14
  Pruco Securities, Llc.
  Irvine, CA

Other Businesses

12/05/2024- Tangram Solutions LLC- Business Owner- This business, MedicareWizard, and its website, Medicarewizard.biz, is a division of Tangram Solutions LLC. Under contract (not an employee), I have been fulfilling roles of Chief Marketing Officer among other duties. Tangram and this startup business are private companies funded by angel investors. I have no no non-compete agreement or conflicts of interest.- INV Related- At Irvine, CA- Start date 01/04/2021- 20 HRS MTH- 0 HRS During Trading

Exams

• S66 Uniform Combined State Law Examination
  2024-04-27

Other Names

• Bill Thomas
• William Thomas