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Cody L Riecks

Morgan Stanley

Fresno, CA

Sacramento, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-21
CA RA APPROVED 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-21
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

5250 North Palm Avenue Suite 321, Fresno, CA 93704 • United States

400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sacramento CA 02/2024 Present
Steris Ims Sacramento CA 12/2021 02/2024
Sazerac Sacramento CA 06/2020 12/2021
Gallo Sales Company Roseville CA 06/2019 06/2020
California State University, Fresno Fresno CA 08/2014 05/2019
Morgan Stanley Private Bank, N.A New York NY 05/2024 Present
  • 02/2024 → Present
    Morgan Stanley
    Sacramento, CA
  • 12/2021 → 02/2024
    Steris Ims
    Sacramento, CA
  • 06/2020 → 12/2021
    Sazerac
    Sacramento, CA
  • 06/2019 → 06/2020
    Gallo Sales Company
    Roseville, CA
  • 08/2014 → 05/2019
    California State University, Fresno
    Fresno, CA
  • 05/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-01
  • S66 Uniform Combined State Law Examination
    2024-06-01

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · FRESNO, CA
USI ADVISORS · Fresno, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRESNO, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
LPL FINANCIAL LLC · FRESNO, CA
BEACON POINTE ADVISORS, LLC · FRESNO, CA
MOTIV8 INVESTMENTS LLC · Fresno, CA

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