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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-27 |
| NY | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2021-01-11 |
| NJ | RA | APPROVED | 2010-05-14 |
Branch Locations
7100 S Beneva Road, Sarasota, FL 34238 • United States
19 Limestone Dr Ste 8 [Office Of Convenience], Williamsville, NY 14221 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Williamsville | NY | 08/2009 | Present |
TRUSTEE FOR FIRST QUALITY WEALTH MGMT INC 401K & DBP; INV RELATED; WILLIAMSVILLE, NY; START: 2/4/11; 0 HR/MO; 0 DURING TRADING. FIRST QUALITY WEALTH MANAGEMENT INC, INVT RELATED, WILLIAMSVILLE, NY, 100% OWNERSHIP, START DATE 8/1/2009, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-19 |
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