Best Investors Account Sign in

Christopher M Gilbert

LPl Financial LLC

Albany, NY

CRD 3212627

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED 2021-04-07
NJ RA APPROVED 2020-11-14
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2020-11-14

Branch Locations

18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2012 11/2020
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2012 11/2020
Lpl Financial, Llc Albany NY 11/2020 Present
Previous Registrations
Other Businesses

1)11/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ROSEMONT FINANCIAL GROUP - INVESTMENT RELATED - ALBANY, NY 12211

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-06
S63 Uniform Securities Agent State Law Examination 1999-04-15
  • S65 Uniform Investment Adviser Law Examination
    2004-04-06
  • S63 Uniform Securities Agent State Law Examination
    1999-04-15

View on SEC IAPD

Nearby Firms

ALLSQUARE WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER

Nearby Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY

More in Albany, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor