Dominic Stephen Pincin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2024 → Present
  Raymond James Financial Services, Inc.
  Brea, CA
• 07/2021 → 02/2024
  J.P Morgan Chase
  San Diego, CA
• 02/2021 → 07/2021
  Valucentric
  San Diego, CA
• 08/2015 → 05/2020
  Arizona State University
  Tempe, AZ
• 05/2020 → 02/2021
  Unemployed
  San Dimas, CA
• 03/2024 → Present
  Legacy Wealth Management
  Brea, CA
• 09/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-08-30