Alejandro Caceres

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-06-26
TX	RA	APPROVED	2025-06-25

Branch Locations

1 East Main Street, Apopka, FL 32703 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orlando	FL	08/2021	06/2025
Ocean Bank	Miami	FL	09/2020	08/2021
Wells Fargo	Miami	FL	10/2018	09/2020
Haber Periodontics	Miami	FL	07/2017	10/2018
Staples	Miami	FL	12/2016	06/2017
J.P. Morgan Securities Llc	Mount Dora	FL	06/2025	Present
Jpmorgan Chase Bank, N.A.	Mount Dora	FL	06/2025	Present
Staples	Miami	FL	02/2016	12/2016

08/2021 → 06/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
09/2020 → 08/2021

Ocean Bank

Miami, FL
10/2018 → 09/2020

Wells Fargo

Miami, FL
07/2017 → 10/2018

Haber Periodontics

Miami, FL
12/2016 → 06/2017

Staples

Miami, FL
06/2025 → Present

J.P. Morgan Securities Llc

Mount Dora, FL
06/2025 → Present

Jpmorgan Chase Bank, N.A.

Mount Dora, FL
02/2016 → 12/2016

Staples

Miami, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-04