Nhan Duc Nguyen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → 09/2016
  Strategic Advisers, Inc.
  Tysons Corner, VA
• 09/2016 → Present
  Charles Schwab & Co., Inc.
  Bethesda, MD
• 09/2016 → Present
  Charles Schwab Bank Ssb
  Bethesda, MD
• 10/2000 → 09/2016
  Fidelity Brokerage Services Llc
  Tysons Corner, VA

Previous Registrations

• 2006-08-28 → 2016-09-15
  Strategic Advisers Llc
  Tysons Corner, VA

Exams

• S66 Uniform Combined State Law Examination
  2006-02-28
• S63 Uniform Securities Agent State Law Examination
  2001-02-07

Designations

• Certified Financial Planner