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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2024 | Present |
| Good Tax Solutions, Inc | Winter Garden | FL | 10/2021 | Present |
| Good Insurance, Inc. | Winter Garden | FL | 10/2021 | Present |
| Midwestern Contractors | Elburn | IL | 03/2020 | 10/2021 |
| Aston Carter | Chicago | IL | 01/2020 | 03/2020 |
| Midwestern Contractors | Elburn | IL | 07/2019 | 08/2019 |
| Illinois State | Normal | IL | 08/2019 | 12/2019 |
| Illinois State | Normal | IL | 08/2018 | 06/2019 |
| Precision Pipeline | Champaign | IL | 07/2018 | 08/2018 |
| Illinois State | Normal | IL | 08/2017 | 06/2018 |
| Texas Roadhouse | Joliet | IL | 10/2013 | 08/2017 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2024 | Present |
1) GOOD TAX SOLUTIONS, INC, NOT INVESTMENT RELATED, WINTER GARDEN, FL, CO-OWNER, PREPARE TAX RETURNS, FINANCIAL STATEMENTS, 40H/WEEK, SINCE 10/2021. 2) GOOD INSURANCE, INC.., NOT INVESTMENT RELATED, WINTER GARDEN, FL, BOARD MEMBER, TREASURER, TECH SUPPORT, INSURANCE AGENCY PROVIDING HOMEOWNERS, AUTO, GENERAL LIABILITY INSURANCE, 1H/WEEK, SINCE 10/2021. 3) NAME OF OTHER BUSINESS: GOOD FINANCIAL INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-27 |
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