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Louis Gerard Martine

Hilltop Securities Inc.

Dallas, TX

Palm Coast, FL

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-28
MN RA APPROVED 2020-02-04
  • FL RA
    APPROVED
    Since 2025-02-28
  • MN RA
    APPROVED
    Since 2020-02-04

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Palm Coast, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Asset Management, Inc. F/K/A Faf Advisors, Inc. Minneapolis MN 05/2005 11/2018
Quasar Distributors, Llc Milwaukee WI 01/2011 11/2018
Unemployed Minneapolis MN 11/2018 10/2019
Hilltop Securities Inc. Dallas TX 10/2019 Present
  • 05/2005 → 11/2018
    U.S. Bancorp Asset Management, Inc. F/K/A Faf Advisors, Inc.
    Minneapolis, MN
  • 01/2011 → 11/2018
    Quasar Distributors, Llc
    Milwaukee, WI
  • 11/2018 → 10/2019
    Unemployed
    Minneapolis, MN
  • 10/2019 → Present
    Hilltop Securities Inc.
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-04
S63 Uniform Securities Agent State Law Examination 1999-04-12
  • S66 Uniform Combined State Law Examination
    2020-02-04
  • S63 Uniform Securities Agent State Law Examination
    1999-04-12

View on SEC IAPD

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