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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-18 |
Branch Locations
2530 Scottsville Road Suite 109, Bowling Green, KY 42104 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hometown Pizza | Bloomfield | KY | 08/2017 | 04/2018 |
| Patrons Hardware Store | Bardstown | KY | 04/2019 | 03/2020 |
| Zeochem | Louisville | KY | 04/2022 | 12/2023 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 01/2025 | Present |
| Montana Grille | Bowling Green | KY | 06/2024 | 05/2025 |
| Nelson County High School | Bardstown | KY | 08/2016 | 05/2020 |
| University Of Louisville | Louisville | KS | 05/2020 | 12/2023 |
| Assistant | Bardstown | KY | 01/2024 | 02/2025 |
1-- THOROUGHBRED ASSET MANAGEMENT POSITION: Registered Assistant. NATURE: DBA/Financial Services/Insurance/ Assistant. COMPENSATION TYPE: Salary. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2025 ADDRESS: 809 Morton Avenue Bardstown, KY 40004 United States DESCRIPTION: DBA; Life Insurance sales to customers; Financial Services; and Assistant work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-05 |
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