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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-24
  • TX RA
    APPROVED
    Since 2016-10-24

Branch Locations

803 S 33Rd St., Temple, TX 76504 • United States

Temple, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Choice Financial Svcs Greensboro GA 06/2000 10/2016
Ccf Investments, Inc. Greensboro GA 01/2006 10/2016
Cambridge Investment Research, Inc. Fairfield IA 10/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2016 Present
  • 06/2000 → 10/2016
    Capital Choice Financial Svcs
    Greensboro, GA
  • 01/2006 → 10/2016
    Ccf Investments, Inc.
    Greensboro, GA
  • 10/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2016 → Present
    Fairfield, IA
Other Businesses

1. MELINDA BULLS & ASSOCIATES INC dba: BULLS FINANCIAL GROUP, 803 S 33RD, TEMPLE, TX, 8/2013 AS OWNER/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 70/WK - 40/TRADING. 2. PHOTOGRAPHER, TEMPLE, TX, 3/2010. NIR - 10/YR - 0/TRADING. 3. INDEPENDENT INSURANCE AGENT, TEMPLE, TX, 7/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 10/YR - 10/TRADING. 4. RENTAL PROPERTY OWNER, 803 S 33RD ST, TEMPLE, TX, 4/2017. NIR - 3/MO - 0/TRADING. 5. AGRICULTURE, HUSBAND'S BUSINESS, NO ACTIVE DUTIES. TEMPLE, TX, 9/2013. NIR - 0 HRS. 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF RIA, INVREL, 5HRS/WK, 5HRS/TRADING, SEE EMPLOYMENT HISTORY FOR START DATE. 7. BULLS FINANCIAL GROUP, Temple TX 76504, United States, 10/24/2016, IAR, DBA Name, INV REL, 160 HR/MO - 120/TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-04
S63 Uniform Securities Agent State Law Examination 1999-06-12
  • S65 Uniform Investment Adviser Law Examination
    2016-10-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-12

View on SEC IAPD

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