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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-05-19 |
| TX | RA | APPROVED | 2025-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Smithfield | RI | 01/2024 | Present |
| Harbor One Bank | Smithfield | RI | 02/2023 | 12/2023 |
| Movement Mortgage | Providence | RI | 07/2020 | 01/2023 |
| Harbor One Bank | Cranston | RI | 03/2019 | 07/2020 |
| Embrace Home Loans | Middletown | RI | 09/2016 | 03/2019 |
| Dunkin Donuts | West Warwick | RI | 05/2009 | 09/2016 |
| Agawam Hunt Country Club | East Providence | RI | 09/2023 | 01/2024 |
OBA-111519|OrgNmn:Agawam Hunt Country Club|Org Addr:East Provi,Rhode Isla,US|OBA Nature:golf club, resturant, bar etc|Invst Rel:N|Title:Employee|Duties:Bartender|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-05 |
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