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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-03-27
  • KY RA
    APPROVED
    Since 2024-03-27

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Baird Owensboro KY 01/2024 Present
Sterett Companies, Llc Owensboro KY 05/2014 01/2024
Thomas Co, Llc Owensboro KY 12/2008 12/2022
  • 01/2024 → Present
    Rw Baird
    Owensboro, KY
  • 05/2014 → 01/2024
    Sterett Companies, Llc
    Owensboro, KY
  • 12/2008 → 12/2022
    Thomas Co, Llc
    Owensboro, KY
Other Businesses

I am the Trustee of my late grandfather's irrevocable trust. This trust maintains under $5,000 in assets and exists solely to process bankruptcy receipts from a mesothelioma lawsuits from before his death. He died in 2014 and the primary beneficiary (my grandmother) died in 2016, at which time the trust was liquidated. I have received no compensation from this trust in at least 5 years and will not ever receive additional comp from this.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-26
  • S66 Uniform Combined State Law Examination
    2024-03-26

View on SEC IAPD

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