Peter Arboleda

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Lpl Financial Llc
  Chicago, IL
• 06/2014 → Present
  Iht Wealth Management Llc
  Chicago, IL
• 06/2014 → Present
  Lpl Insurance Associates
  Chicago, IL

Previous Registrations

• 2009-10-23 → 2014-06-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2008-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Morton Grove, IL
  Chicago, IL
• 2001-10-19 → 2008-10-24
  Lasalle Financial Services, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Morton Grove, IL
  Morton Grove, IL
  Chicago, IL
  Berwyn, IL
  Cicero, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

(1) 06/27/2014: No Business Name - Real Estate Rental - NOT INV REL - 6351 S. Kilbourn Ave. Chicago IL 60632 - owner or real property - 1% Time Spent (2) 06/27/2014: Jazzy Flowers - Outside/W-2 Employment - NOT INV REL - At Reported Business Location(s) - flower shop, not part of day to day ops. Sister runs business. provides business strategy only. (3) 06/27/2014: No Business Name - Real Estate Rental - NOT INV REL - 100 S. Sangaman St. Chicago IL 60607 - owner or real property - 1% Time Spent (4) 07/07/2014: IHT Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (5) 07/22/2014: IHT Wealth Management LLC - Registered Investment Advisor Hybrid - (Hybrid) IHT Wealth Management LLC - INV REL - At Reported Business Location(s) - IAR for RIA - 90% Time Spent (6) 12/04/2014: No Business Name - Other-Tutoring - NOT INV REL - 6351 s. kilbourn ave. Chicago, il 60632 - Start 01/01/2014 - 6-8 hours on weekends providing tutoring for a family member - 24 Hr/Mo; 0 Hours During Securities Trading (7) 6/6/2017 - 1148 W. MONROE ST - Investment Related - 1148 W. MONROE ST - Real Estate Rental - Started 06/01/2014 - 0 Hours Per Month. (8) 6/6/2017 - 35 S. RACINE - Investment Related - 35 S. RACINE - Real Estate Rental - Started 01/01/2011 - 0 Hours Per Month. (9) 3/25/2019 - STP, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 05/01/2016 - 5 Hours Per Month/5 Hours During Securities Trading. (10) 2/18/2020 - The Arboleda Ochoa Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/11/2020 - 1 Hour Per Month During Securities Trading. (11) 7/29/2021 - STP LLC - CASA ARBOLEDA, SERIES LLC - Investment Related - Mesa, AZ 85205 - Real Estate Rental - Start Date: 7/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-27
• S63 Uniform Securities Agent State Law Examination
  2000-03-31