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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-12 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Frisco | TX | 02/2024 | 03/2025 |
| Nylife Securities Llc | Frisco | TX | 06/2024 | 03/2025 |
| Unemployed | Dallas | TX | 09/2023 | 05/2024 |
| Independent Contractor | Melbourne | 06/2019 | 08/2023 | |
| Riva | Elwood | 09/2014 | 05/2019 | |
| Fisher Investments | Plano | TX | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-26 |
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