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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-22 |
| MN | RA | APPROVED | 2025-08-04 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lifetime Fitness | Chanhassen | MN | 08/2019 | 05/2021 |
| Student | Waconia | MN | 01/2013 | 08/2019 |
| Student | New Rochelle | NY | 05/2021 | 05/2022 |
| Sovereign Estates | Waconia | MN | 05/2022 | 08/2023 |
| Grad Student | New Rochelle | NY | 08/2023 | 07/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | 09/2024 |
| Vertex Capital Planning - Northwestern Mutual Private Client Gro | Minnetonka | MN | 09/2024 | 07/2025 |
| Morgan Stanley | Wayzata | MN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-02 |
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