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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Indiana | PA | 01/2025 | Present |
| S&T Bank | Altoona | PA | 12/2019 | 01/2023 |
| Bb&T | State College | PA | 08/2019 | 12/2019 |
| United Bank | Parkersburg | WV | 05/2018 | 08/2019 |
| Newday Financial | Fulton | MD | 06/2016 | 05/2018 |
| S&T Bank | Portage | PA | 01/2023 | 04/2025 |
Board of Directors; Loretto, Allegheny, Munster Athletic Association; Vice-President; PO Box 212, , Loretto, PA, 15940; Not Investment-Related; 09/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; S&T Bank; Financial Advisor; Dual employment through S&T Bank.; 1100 Logan Blvd, , Altoona, PA, 16602; Investment-Related; 04/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-11 |
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