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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
TX RA APPROVED_RES 2015-12-15
VA RA APPROVED 2015-12-15
  • MD RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2015-12-15
  • VA RA
    APPROVED
    Since 2015-12-15

Branch Locations

Leonardtown, MD • United States

22289 Exploration Drive Suite 110, Lexington Park, MD 20653 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 07/1998 Present
First Command Financial Services, Inc Fort Worth TX 09/1999 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 07/1998 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 09/1999 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2005-01-04 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: St. Mary's County Ducks Unlimited Committee Whether the business is investment-related: No Address of the other business: Ducks Unlimited, Inc.One Waterfowl Way Memphis, TN 38120 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Chairman The start date of your relationship: Oct 19, 2025 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: With the assistance of other committee members, we organize 2-3 charitable events annually that raise monies for Ducks Unlimited. We host a Gun bash in the Spring, a Banquet in the Fall and if time permits we host a Summer Green Wing event for youth to introduce them to the outdoors and conservation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-16
S63 Uniform Securities Agent State Law Examination 1998-10-28
  • S65 Uniform Investment Adviser Law Examination
    2004-11-16
  • S63 Uniform Securities Agent State Law Examination
    1998-10-28
Other Names
  • Shane Keaton

View on SEC IAPD

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