Stuart Saules

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-05
NJ	RA	APPROVED	2024-05-31

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Iselin	NJ	01/2024	Present
Unemployed	Northville	MI	11/2023	12/2023
W.W Grainger Inc	Lake Forest	IL	12/2020	10/2023
Newell Brands	Chicago	IL	11/2018	12/2020
John Crane	Morton Grove	IL	03/2017	11/2018
Unemployed	Northville	MI	01/2017	02/2017
Western Michigan University	Kalamazoo	MI	09/2012	12/2016
Flow-Rite Controls	Byron Center	MI	05/2016	09/2016
Bank Of America, N.A.	Iselin	NJ	01/2024	Present

01/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ
11/2023 → 12/2023

Unemployed

Northville, MI
12/2020 → 10/2023

W.W Grainger Inc

Lake Forest, IL
11/2018 → 12/2020

Newell Brands

Chicago, IL
03/2017 → 11/2018

John Crane

Morton Grove, IL
01/2017 → 02/2017

Unemployed

Northville, MI
09/2012 → 12/2016

Western Michigan University

Kalamazoo, MI
05/2016 → 09/2016

Flow-Rite Controls

Byron Center, MI
01/2024 → Present

Bank Of America, N.A.

Iselin, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-30