Colin Matthew Schwerin

Employer firm

North Star Investment Management Corporation CRD 117681

$2.50B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2017
  Kentucky Utilities
  Chicago, IL
• 06/2017 → 06/2018
  Sargent And Lundy
  Chicago, IL
• 06/2018 → 01/2024
  Burns And Mcdonnell
  Chicago, IL
• 01/2024 → Present
  Caps Financial Group
  Glen Ellyn, IL
• 02/2024 → Present
  North Star Investment Management Corporation
  Chicago, IL

Other Businesses

CAPS Financial Group, investment-related, Glen Ellyn, Illinois, financial planning, Financial Advisor, 01/2024, 10 hrs/mo , 10 hrs/mo, offering services, which are provided through North Star.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-03

Other Names

• Colin Schwerin