Caroline Angelle Marks

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 09/2020
  A-Beautiful Pools
  Fulshear, TX
• 09/2022 → 01/2023
  Fish Daddy's Grill House
  College Station, TX
• 01/2019 → 08/2024
  Self- Employed
  Katy, TX
• 03/2023 → 05/2023
  Gringo's Mexican Kitchen
  College Station, TX
• 08/2021 → 05/2025
  Full-Time Education
  College Station, TX
• 10/2020 → 04/2021
  Local Table
  Fulshear, TX
• 06/2024 → 08/2024
  Img Financial Group, Inc.
  Houston, TX
• 08/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2015 → 04/2018
  Unemployed
  Fulshear, TX
• 05/2025 → 08/2025
  Unemployed
  Fulshear, TX
• 01/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: IMG FINANCIAL GROUP INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: PROVIDING INVESTMENTS, INSURANCE AND FINANCIAL PLANNING. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2026-01-17