Victoria L Sorrell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tyler, TX
• 06/2011 → Present
  Bank Of America, N.A.
  Tyler, TX

Previous Registrations

• 2008-06-19 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Tyler, TX
• 2006-01-30 → 2008-06-23
  Edward Jones
  Tyler, TX

Other Businesses

I*342756, Entity Type: Entity For Profit, Name of OBA: V L S, Address: Jacksonville, Texas, 75766, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 06/30/2004, No Hours: 0.33 Monthly, No Hours during Trading: 0 Monthly, Duties: I own the real estate and I am the landlord, rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-27
• S63 Uniform Securities Agent State Law Examination
  1999-06-09

Other Names

• Vicki Sorrell
• Victoria Sorrell
• Vicki Lockhart
• Vicki Mckinney
• Victoria Lockhart
• Victoria Elizabeth Lockhart
• Victoria Lockhart Sorrell
• Victoria Lockhart Mckinney