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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Sherman Oaks CA 01/2024 11/2024
Napeague Capital Louisville CO 01/2022 03/2023
University Of Colorado, Boulder Boulder CO 08/2020 05/2022
Pasadena City College Pasadena CA 09/2018 06/2020
Inflo Capital Corp Louisville CO 05/2021 12/2021
University Of California, Channel Islands Camarillo CA 08/2017 06/2018
Burbank High School Burbank CA 08/2013 05/2017
Self Employment Burbank CA 11/2019 03/2020
Unemployed Boulder CO 04/2023 12/2023
The Prudential Insurance Company Of America Sherman Oaks CA 05/2024 Present
Lpl Enterprise, Llc Sherman Oaks CA 11/2024 Present
  • 01/2024 → 11/2024
    Sherman Oaks, CA
  • 01/2022 → 03/2023
    Napeague Capital
    Louisville, CO
  • 08/2020 → 05/2022
    University Of Colorado, Boulder
    Boulder, CO
  • 09/2018 → 06/2020
    Pasadena City College
    Pasadena, CA
  • 05/2021 → 12/2021
    Inflo Capital Corp
    Louisville, CO
  • 08/2017 → 06/2018
    University Of California, Channel Islands
    Camarillo, CA
  • 08/2013 → 05/2017
    Burbank High School
    Burbank, CA
  • 11/2019 → 03/2020
    Self Employment
    Burbank, CA
  • 04/2023 → 12/2023
    Unemployed
    Boulder, CO
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Sherman Oaks, CA
  • 11/2024 → Present
    Sherman Oaks, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
  • S66 Uniform Combined State Law Examination
    2024-03-29

View on SEC IAPD

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