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Juliana Barba

Ubs Financial Services Inc.

Wetlake Village, CA

CRD 7858202

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-22
CA RA APPROVED 2024-06-26
  • TX RA
    APPROVED
    Since 2024-07-22
  • CA RA
    APPROVED
    Since 2024-06-26

Branch Locations

3011 Townsgate Road Suite 300, Wetlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Santa Barbara CA 01/2024 Present
Centek Capital Group Beverly Hills CA 01/2022 01/2024
Roocca Developemnt Woodland Hills CA 05/2021 10/2021
Welks Lawrence Resort Los Angeles CA 06/2019 03/2020
Pacsun Northridge CA 12/2016 06/2019
Desert Dx Santa Monica CA 01/2021 03/2021
Student Northridge CA 03/2014 11/2016
Unemployed Los Angeles CA 04/2020 12/2020
  • 01/2024 → Present
    Ubs Financial Services Inc.
    Santa Barbara, CA
  • 01/2022 → 01/2024
    Centek Capital Group
    Beverly Hills, CA
  • 05/2021 → 10/2021
    Roocca Developemnt
    Woodland Hills, CA
  • 06/2019 → 03/2020
    Welks Lawrence Resort
    Los Angeles, CA
  • 12/2016 → 06/2019
    Pacsun
    Northridge, CA
  • 01/2021 → 03/2021
    Desert Dx
    Santa Monica, CA
  • 03/2014 → 11/2016
    Student
    Northridge, CA
  • 04/2020 → 12/2020
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-26
  • S66 Uniform Combined State Law Examination
    2024-06-26

View on SEC IAPD

Nearby Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
CREATIVE PLANNING

Nearby Investors

PAUL JOSEPH VANACKER
Ryan Scott Bristol
Sylvia Rodriguez Flores

Nearby Offices

UBS FINANCIAL SERVICES INC. · WESTLAKE VILLAGE, CA
UBS FINANCIAL SERVICES INC. · Wetlake Village, CA
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE VILLAGE, CA

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