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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-24
  • KY RA
    APPROVED
    Since 2025-02-24

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jcrew Factory Simpsonville KY 05/2016 09/2022
Nethery Insurance Agency Shelbyville KY 09/2022 12/2022
Unemployed Louisville KY 01/2023 03/2023
Lululemon Louisville KY 03/2023 02/2024
St. Stephen Martyr Catholic School Louisville KY 08/2023 05/2024
R.W. Baird Louisville KY 01/2024 Present
  • 05/2016 → 09/2022
    Jcrew Factory
    Simpsonville, KY
  • 09/2022 → 12/2022
    Nethery Insurance Agency
    Shelbyville, KY
  • 01/2023 → 03/2023
    Unemployed
    Louisville, KY
  • 03/2023 → 02/2024
    Lululemon
    Louisville, KY
  • 08/2023 → 05/2024
    St. Stephen Martyr Catholic School
    Louisville, KY
  • 01/2024 → Present
    R.W. Baird
    Louisville, KY
Other Businesses

Name/Address: St. Stephen Martyr Catholic School 2391 Pindell Avenue Louisville KY 40217 Start Date: 8/25/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: teaching physical education Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-21
  • S66 Uniform Combined State Law Examination
    2025-02-21

View on SEC IAPD

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