Charles Walter Ladd

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Springfield, MO
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Springfield, MO

Previous Registrations

• 2007-07-17 → 2009-03-27
  Morgan Stanley & Co. Llc
  Springfield, MO
• 2006-08-31 → 2007-07-18
  Raymond James Financial Services, Inc.
  Springfield, MO
• 1999-11-10 → 2006-04-13
  Edward Jones
  Springfield, MO

Other Businesses

Outside Employment; Twin Springs Homeowners Association; Hired to cut grass -; ; 3367 East Lark StSpringfield MO 65804, ,; ; 04/16/2011; 1 to 9 hours per month; .

Exams

• S66 Uniform Combined State Law Examination
  2008-12-11
• S63 Uniform Securities Agent State Law Examination
  1999-06-09

Other Names

• Charles Ladd