Stephen Tjaden

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-04-19

IA RA
APPROVED

Since 2024-04-19

Branch Locations

Sioux Rapids, IA • United States

1580 Boyson Rd. Ste. 1, Hiawatha, IA 52233 • United States

322 West 3Rd St, Carroll, IA 51401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Carroll	IA	09/2023	Present
Pfs Investments Inc.	Carroll	IA	01/2024	Present
Sioux Central Schools	Sioux Rapids	IA	08/2011	Present
Aau Basketball	Estherville	IA	03/2023	Present

09/2023 → Present

Primerica Financial Services

Carroll, IA
01/2024 → Present

Pfs Investments Inc.

Carroll, IA
08/2011 → Present

Sioux Central Schools

Sioux Rapids, IA
03/2023 → Present

Aau Basketball

Estherville, IA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-23
S63	Uniform Securities Agent State Law Examination	2024-02-17

S65 Uniform Investment Adviser Law Examination

2024-03-23
S63 Uniform Securities Agent State Law Examination

2024-02-17

View on SEC IAPD