Steven Ernest Hartman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2019
  Cuna Mutual Group
  Waverly, IA
• 04/2015 → 08/2019
  Cuna Brokerage Services, Inc
  Waverly, IA
• 08/2019 → Present
  The Huntington Investement Company
  Frankenmuth, MI
• 06/2026 → Present
  Ameriprise Financial Services, Llc
  Burton, MI

Previous Registrations

• 2015-05-13 → 2019-08-21
  Cuna Brokerage Services, Inc.
  Lapeer, MI
  Waverly, IA
  Flint, MI
  Flint, MI
• 2013-11-25 → 2015-04-24
  Lpl Financial Llc
  Howell, MI
  Howell, MI
  Brighton, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Pinckney, MI
  South Lyon, MI
  Commerce Township, MI
  Novi, MI
• 2012-10-01 → 2013-11-14
  J.P. Morgan Securities Llc
  Flint, MI
  Flint, MI
  Burton, MI
• 2010-07-02 → 2012-10-01
  Chase Investment Services Corp.
  Flint, MI
  Davison, MI
  Burton, MI
  Flint, MI
• 2007-09-07 → 2008-01-10
  Edward Jones
  St Louis, MO
  Flint, MI

Other Businesses

HIDDEN LAKE CONDOMINIUM ASSOCIATION HOA. POSITION: BOARD MEMBER PRESIDENT.NATURE: BOARD MEMBER INVESTMENT RELATED: NO. NUMBEROF HOURS 5. SECURITIES TRADING HOURS: 0. START DATE 01/01/2023. ADDRESS PO BOX 821, OWOSSO, MI 48867, UNITED STATES. DESCRIPTION: VOLUNTEER BOARD THAT WORKS TO PROMOTE QUALITY OF LIFE FOR THE RESIDENTS OF THE HOA, INCLUDING POND MAINTENANCE, ROAD MAINTENANCE AND OTHER AREAS OF CONCERN.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-01

Other Names

• Steve Hartman