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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-09 |
| NJ | RA | APPROVED | 2026-05-21 |
| PA | RA | APPROVED | 2026-05-21 |
| CT | RA | APPROVED | 2026-05-20 |
| NY | RA | APPROVED | 2026-04-20 |
Branch Locations
52 South Union Suite 101, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferies Llc | New York | NY | 02/2024 | 11/2024 |
| Jefferies Research Services Llc | New York | NY | 02/2024 | 11/2024 |
| Usaf | San Antonio | TX | 07/2018 | 07/2022 |
| Baruch Mba | New York | NY | 08/2022 | 02/2024 |
| Suny Downstate | Brooklyn | NY | 08/2015 | 12/2017 |
| Unemployed | West Hempstead | NY | 12/2017 | 07/2018 |
| Valley Financial Management, Inc. | New York | NY | 07/2025 | 01/2026 |
| Valley National Bank | New York | NY | 07/2025 | 01/2026 |
| Unemployed | New York | NY | 11/2024 | 07/2025 |
| Valic Financial Advisors, Inc. | Williamsville | NY | 04/2026 | Present |
AGIA POSITION: Agent NATURE: non securities insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/13/2026 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: appointed as agent to sell non-securities insurance products for AGIA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-04 |
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