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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-19
  • CA RA
    APPROVED
    Since 2024-07-19

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 01/2024 Present
Flagstar Bank/Nycb Beverly Hills CA 03/2023 01/2024
Signature Bank Beverly Hills CA 09/2020 03/2023
Bank Of America Encino CA 01/2011 09/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-18
  • S66 Uniform Combined State Law Examination
    2024-07-18

View on SEC IAPD

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