Jay A Conkin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Johnson City, TN

Claim This Profile

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-28
TN	RA	APPROVED	2026-03-23

TX RA
APPROVED_RES

Since 2026-04-28
TN RA
APPROVED

Since 2026-03-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

206 Princeton Rd, Johnson City, TN 37601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Johnson City	TN	01/2024	Present
Sullivan County Schools	Blountville	TN	08/2021	01/2024
Kingsport City Schools	Kingsport	TN	01/2017	08/2021
Tusculum University	Tusculum	TN	01/2016	12/2016
Bank Of America, N.A.	Johnson City	TN	04/2024	Present

01/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Johnson City, TN
08/2021 → 01/2024

Sullivan County Schools

Blountville, TN
01/2017 → 08/2021

Kingsport City Schools

Kingsport, TN
01/2016 → 12/2016

Tusculum University

Tusculum, TN
04/2024 → Present

Bank Of America, N.A.

Johnson City, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-23
S63	Uniform Securities Agent State Law Examination	2026-02-13

S65 Uniform Investment Adviser Law Examination

2026-03-23
S63 Uniform Securities Agent State Law Examination

2026-02-13

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor