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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-19
PA RA APPROVED 2011-11-29
  • TX RA
    APPROVED_RES
    Since 2016-08-19
  • PA RA
    APPROVED
    Since 2011-11-29

Branch Locations

1406 11Th Ave, Altoona, PA 16601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2011 Present
Previous Registrations
Other Businesses

1) AZJE LLC, 222 CAMPBELL HILL RD HOLLIDAYSBURG PA, PERSONAL LLC AND OWNER OF UNDERGROUND, 12/2017, INV REL, OWNER, SOLE MEMBER, 5 HR/WK 2 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2012, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) STAR-LORD LLC, 100 W MAIN ST MILLHEIM PA, 07/2024, OWNER, REAL ESTATE, NIR, 07/2024 4) WEBBER SELTZER WEALTH ADVISORS, 3370 LYNWOOD DRIVE ALTOONA PA, 08/2024, IAR, DBA, INV REL, 200 HR/MO 120 HR/MO TRADING 5) JEDP LLC, 132 Stonehedge Road, Hollidaysburg PA 16648, START DATE 12/2025, Owner, Real Estate, NIR, 10 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-08
S63 Uniform Securities Agent State Law Examination 1999-06-09
  • S65 Uniform Investment Adviser Law Examination
    2004-03-08
  • S63 Uniform Securities Agent State Law Examination
    1999-06-09
Other Names
  • Jim Ellis
  • James Ellis
  • James Ellis Yingling

View on SEC IAPD

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