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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-27
  • TX RA
    APPROVED
    Since 2026-04-27

Branch Locations

2591 Dallas Pkwy Ste 401, Frisco, TX 75034 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Arlington TX 01/2024 07/2025
Foot Locker Inc Cedar Hill TX 09/2004 01/2024
Uber Technologies Lancaster TX 06/2017 04/2026
Richard Asel Frisco TX 04/2026 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 04/2026 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2026 Present
  • 01/2024 → 07/2025
    Arlington, TX
  • 09/2004 → 01/2024
    Foot Locker Inc
    Cedar Hill, TX
  • 06/2017 → 04/2026
    Uber Technologies
    Lancaster, TX
  • 04/2026 → Present
    Richard Asel
    Frisco, TX
  • 04/2026 → Present
    Milwaukee, WI
  • 04/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2024-05-28 → 2025-07-08
    Lancaster, TX
    St Louis, MO
    Lancaster, TX
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-01
  • S66 Uniform Combined State Law Examination
    2024-05-01

View on SEC IAPD

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