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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-12 |
| NC | RA | APPROVED | 2025-04-17 |
Branch Locations
401 N Tryon St Ci Client Services, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank | Erie | PA | 03/2023 | 08/2024 |
| Penn State Libraries | Erie | PA | 08/2019 | 12/2022 |
| Bemus Point Schools | Bemus Point | NY | 07/2017 | 05/2023 |
| Taylor Rentals | Falconer | NY | 06/2015 | 09/2016 |
| Lpl Financial Llc | Erie | PA | 02/2024 | 08/2024 |
| Unemployed | Erie | PA | 12/2022 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 01/2025 | Present |
| Target | Charlotte | NC | 11/2024 | 01/2025 |
| Unemployed | Charlotte | NC | 08/2024 | 11/2024 |
| Unemployed | Falconer | NY | 10/2016 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-14 |
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