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Hill Carter Mallory

Wells Fargo Clearing Services, LLC

Richmond, VA

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-01
  • VA RA
    APPROVED
    Since 2024-06-01

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

3201 W Cary St, Richmond, VA 23221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richmond VA 01/2024 Present
Wells Fargo Bank, Na Richmond VA 10/2022 Present
Patrick Henry High School Ashland VA 09/2014 06/2018
James Madison University Harrisonburg VA 08/2018 05/2022
Hanover Country Club Ashland VA 05/2016 09/2016
Hanover Country Club Ashland VA 10/2016 09/2017
Ace Hardware Ashland VA 10/2017 04/2018
Douglas Aquatics Ashland VA 05/2018 08/2018
Hanover Golf Club Ashland VA 05/2019 08/2019
Hanover Golf Club Ashland VA 05/2020 08/2020
James Madison University Athletics Harrisonburg VA 05/2021 07/2021
Alignpay Richmond VA 07/2021 08/2021
Golf Australia Melbourne 05/2022 07/2022
Hanover Golf Club Ashland VA 08/2022 09/2022
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 10/2022 → Present
    Wells Fargo Bank, Na
    Richmond, VA
  • 09/2014 → 06/2018
    Patrick Henry High School
    Ashland, VA
  • 08/2018 → 05/2022
    James Madison University
    Harrisonburg, VA
  • 05/2016 → 09/2016
    Hanover Country Club
    Ashland, VA
  • 10/2016 → 09/2017
    Hanover Country Club
    Ashland, VA
  • 10/2017 → 04/2018
    Ace Hardware
    Ashland, VA
  • 05/2018 → 08/2018
    Douglas Aquatics
    Ashland, VA
  • 05/2019 → 08/2019
    Hanover Golf Club
    Ashland, VA
  • 05/2020 → 08/2020
    Hanover Golf Club
    Ashland, VA
  • 05/2021 → 07/2021
    James Madison University Athletics
    Harrisonburg, VA
  • 07/2021 → 08/2021
    Alignpay
    Richmond, VA
  • 05/2022 → 07/2022
    Golf Australia
    Melbourne
  • 08/2022 → 09/2022
    Hanover Golf Club
    Ashland, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-01
S63 Uniform Securities Agent State Law Examination 2024-05-08
  • S65 Uniform Investment Adviser Law Examination
    2024-06-01
  • S63 Uniform Securities Agent State Law Examination
    2024-05-08
Other Names
  • Carter Mallory
  • Carter Mallory
  • Hill Carter Mallory
  • Hill Mallory

View on SEC IAPD

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BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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