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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | San Antonio | TX | 11/2023 | 01/2024 |
| Us Air Force | Washington | DC | 06/2007 | 11/2023 |
| Northwestern Mutual Investment Services Llc | Wichita | KS | 01/2024 | 03/2026 |
| Aaron Stark Inc. | Wichita | KS | 01/2024 | 03/2026 |
| Northwestern Mutual Life Insurance Company | Wichita | KS | 09/2024 | 03/2026 |
| Northwestern Mutual Wealth Management Company | Wichita | KS | 09/2024 | 03/2026 |
| Mml Investors Services, Llc | Southfield | MI | 04/2026 | Present |
| Massmutual Life Insurance Co | Southfield | MI | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-01 |
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